Quarterly review

Stock analysis and fund commentary
as at 30 June 2010

As previously discussed, smaller companies tend to outperform larger companies in the first quarter most years, subsequently reversing this over the next two quarters. This year, the relative outperformance – defensiveness – has continued in the second quarter. In the quarter to 30 June 2010, the FTSE 100 Share Index fell by 12.6% with the FTSE AIM Index down 5.6%. For the year to date, large companies are down 7% and smaller companies up 2%. The Fund was down only 4.0% in the quarter and is flat for the year to date. Since the Fund changed it name and remit to invest in AIM companies in September 2004, the asset value is up 104% against a fall in the AIM Index of 23% and a rise of the FTSE 100 Share Index of 33%.

As noted in last quarter’s review, it is perhaps not surprising that the strong market rally of the last year has come to an end. The subsequent correction should be seen as healthy and simply takes markets back down closer to fair value. Although the threat of a double dip recession is still present, monetary easing is unlikely to be aggressively reversed and the market environment looks supportive.

Of the few transactions in the quarter, the acquisition of coal miner Oracle Coalfields was the most noteworthy, financed by the continuing profit taking in Norseman Gold.

Source: Lipper hindsight to 30.06.10

Portfolio Analysis

%

AIM

88.8

PLUS

4.1

Unquoted

7.2


Sector analysis

%

Oil & Gas

8.6

Basic Materials

45.1

Industrials

8.1

Consumer Goods

0.0

Health Care

1.7

Consumer Services

15.5

Telecommunications

0.0

Utilities

0.9

Financials

6.4

Technology

0.0


Top ten holdings

%

Archipelago Resources

7.3

Norseman Resources

7.1

China Pub Company

7.0

Hydrodec 8% CULS

5.8

Symphony Environmental Technologies

5.4

Kirkland Lake Gold

4.2

ToLuna

4.1

Mantle Diamonds

3.9

Borders & Southern Petroleum

3.4

Pan Pacific Aggregates

3.2

TOTAL

51.4


Percentage growth year on year to 30 June

% Change

2010

2009

2008

2007

2006

SVM UK Emerging NAV

21.1

-17.3

-9.7

44.4

37.8

Source: SVM/Lipper Hindsight, CR - capital return, to last quarter end 30/06/2010. Past performance should not be seen as an indication of future performance. The Board has authorised the Managers to use bank borrowings, allowing increased portfolio investment, and to hedge certain exposures from time to time where the Managers believe this would offer the potential to protect shareholder value. Hedging is typically implemented through Contracts for Difference (CFDs) with UBS Warburg Securities and the total of such exposure is limited to a normal maximum of 15% of the Trust’s Net Asset Value (NAV). CFDs may also be used for the active management of the portfolio (long positions) as an alternative to holding direct company equity exposure.The overall effect of such gearing (that is bank borrowings plus the gross exposure of long positions less any hedging) must not normally exceed 20% of the Trust’s NAV. Additional limits have also been set on individual hedging to assist risk control. Market movements may produce occasional excursions beyond these limits while the Managers take appropriate action. The value of an investment and the income from it may fall as well as rise and investors may not get back the amount originally invested. Investing in smaller companies may increase the volatility of your investment. An Investment Trust is a public limited company, the shares of which are quoted on the London Stock Exchange. Investment Trusts can borrow money, which then can be used to make further investments. In a rising market, this gearing can enhance returns to shareholders. Correspondingly, if the market falls, losses may be greater. Hence, to produce a benefit to shareholders, the level of gearing needs to be carefully judged and monitored. The information in this document does not constitute or contain an offer or invitation for the sale or purchase of any shares in the Fund in any jurisdiction, is not intended to form the basis of any investment decision and does not constitute any recommendation by the Fund, its directors, agents or advisers.


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