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Quarterly review

Stock analysis and fund commentary
as at 30 September 2008

The FTSE AIM Index (TR) suffered its largest ever quarterly drop in value in the quarter just ended – down more than 35%. Against this background, it would have been virtually impossible to generate positive performance and so it turned out. A relative outperformance of approximately 10% should have been a cause for celebration, however the Fund fell 25% in absolute terms.

The markets generally, and small companies in particular, suffered from extreme volatility and investor risk aversion. The market conditions are as challenging as any that we have experienced in over 25 years of investing. Although well financed, smaller companies should be less impacted by the global financial concerns, this has not been sufficient for them to avoid being materially de-rated.

In the current environment, there are no places to hide and tinkering with portfolios tends to be unprofitable. Hence, there were few changes over the quarter. There were no new investments and just a few top ups. To finance this, a couple of the smaller holdings were realised earlier in the quarter.

We believe that the Fund is well positioned to take advantage of a stockmarket recovery as and when it comes. While bear markets and economic slowdowns are unpleasant at the time, they are a necessary evil / reality check as equity investment should be a combination of fear & greed and risk & reward.

Source; SVM to 30.09.08

Portfolio Analysis

%

AIM

77.0

OFEX

9.5

Unquoted

13.5


Sector analysis

%

Oil & Gas

13.9

Basic Materials

43.0

Industrials

8.7

Consumer Goods

0.0

Health Care

1.2

Consumer Services

26.1

Telecommunications

0.0

Utilities

0.0

Financials

4.7

Technology

2.5


Top ten holdings

%

Hydrodec

10.6

China Pub Company

10.0

Petra Diamond

6.6

Mantle Diamonds

5.5

ToLuna

5.3

Kirkland Lake Gold

5.0

AMZ Holdings

5.0

GB Petroleum

5.0

Petrel Resources CFD

3.8

Archipelago Resources

3.2

TOTAL

60.1


Percentage growth year on year to 30 September

% Change

2008

2007

2006

2005

2004

SVM UK Emerging NAV

-31.4

40.7

23.6

27.8

-35.5

Source: SVM/Lipper Hindsight, CR - capital return, to last quarter end 30/09/2008. Past performance should not be seen as an indication of future performance. The Board has authorised the Managers to use bank borrowings, allowing increased portfolio investment, and to hedge certain exposures from time to time where the Managers believe this would offer the potential to protect shareholder value. Hedging is typically implemented through Contracts for Difference (CFDs) with UBS Warburg Securities and the total of such exposure is limited to a normal maximum of 15% of the Trust’s Net Asset Value (NAV). CFDs may also be used for the active management of the portfolio (long positions) as an alternative to holding direct company equity exposure.The overall effect of such gearing (that is bank borrowings plus the gross exposure of long positions less any hedging) must not normally exceed 20% of the Trust’s NAV. Additional limits have also been set on individual hedging to assist risk control. Market movements may produce occasional excursions beyond these limits while the Managers take appropriate action. The value of an investment and the income from it may fall as well as rise and investors may not get back the amount originally invested. Investing in smaller companies may increase the volatility of your investment. An Investment Trust is a public limited company, the shares of which are quoted on the London Stock Exchange. Investment Trusts can borrow money, which then can be used to make further investments. In a rising market, this gearing can enhance returns to shareholders. Correspondingly, if the market falls, losses may be greater. Hence, to produce a benefit to shareholders, the level of gearing needs to be carefully judged and monitored. The information in this document does not constitute or contain an offer or invitation for the sale or purchase of any shares in the Fund in any jurisdiction, is not intended to form the basis of any investment decision and does not constitute any recommendation by the Fund, its directors, agents or advisers.


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